Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Vacha is an experienced financial professional with over 25 years of experience in the industry. Patricia is currently registered with Charles Schwab & CO., Inc., a large financial services firm with a focus on providing financial planning and portfolio management. Prior to joining Charles Schwab, Patricia worked for several firms including Northern Lights Distributors, LLC, Securities America, Inc., UBS Financial Services Inc., and Piper Jaffray & Co. Patricia holds various securities licenses, including Series 7, Series 24, Series 4, and Series 63. She is also a licensed investment advisor representative (Series 65). Patricia is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
03/15/2023 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
05/27/2011 - 01/20/2023
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
NE
03/09/2007 - 05/13/2011
SECURITIES AMERICA, INC. (LAVISTA NE)
NE
08/12/2006 - 03/28/2007
UBS FINANCIAL SERVICES INC. (OMAHA NE)
NE
09/27/2005 - 08/12/2006
PIPER JAFFRAY & CO. (OMAHA NE)
CA
04/05/2005 - 09/16/2005
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
MA
03/12/1997 - 05/06/2003
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NA
11/25/1992 - 05/19/1995
FIRSTIER SECURITIES, INC.
IA
Issued 05/20/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2009
Series 4 - Registered Options Principal Examination
BC
Issued 02/18/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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