Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Marie Scherer has been in the financial services industry for over 25 years. Patricia is currently registered with Wells Fargo Clearing Services, LLC. and is a Registered Representative. She is also a Registered Investment Advisor with the state of North Carolina. Patricia has held previous positions at Oppenheimer & Co. Inc., First Citizens Investor Services, Inc., and Wells Fargo Advisors, LLC. Patricia is a dedicated advisor with experience in providing financial planning, investment management, and retirement planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
06/07/2023 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
08/17/2022 - 05/05/2023
OPPENHEIMER & CO. INC. (ASHEVILLE NC)
NC
11/23/2021 - 07/28/2022
FIRST CITIZENS INVESTOR SERVICES, INC. (CHARLOTTE NC)
NC
03/26/2014 - 12/01/2021
WELLS FARGO CLEARING SERVICES, LLC (HENDERSONVILLE NC)
NC
07/11/2013 - 02/10/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
10/13/2011 - 06/28/2013
FIFTH THIRD SECURITIES, INC. (DAVIDSON NC)
NC
07/23/2008 - 01/07/2011
FIFTH THIRD SECURITIES, INC. (CHARLOTTE NC)
IL
11/12/2002 - 07/17/2008
WAYNE HUMMER INVESTMENTS L.L.C. (LAKE FOREST IL)
IL
03/28/2002 - 11/26/2002
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NE
03/06/2002 - 03/21/2002
AMERITAS INVESTMENT CORP. (LINCOLN NE)
WA
03/05/2002 - 03/19/2002
HARRIS INVESTORLINE INC. (SEATTLE WA)
IL
11/21/2000 - 02/28/2002
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
03/03/2000 - 11/10/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
RI
11/23/1999 - 02/11/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
WI
05/19/1999 - 11/17/1999
INVEST FINANCIAL CORPORATION (APPLETON WI)
NJ
01/21/1999 - 04/26/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/26/1996 - 12/16/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 07/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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