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Patricia Marie Rugari

Hazard & Siegel, Inc.

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About Patricia Marie Rugari

Patricia Rugari is a registered representative with Hazard & Siegel, Inc. in Utica, NY. Patricia is a licensed securities professional with over 20 years of experience in the financial industry. She has held licenses in multiple states and has been active in the financial services industry since 2004. Her experience includes working with clients on their investment needs and providing them with tailored financial advice.

Firm Information

Patricia Rugari is currently registered with Hazard & Siegel, Inc.. Hazard & Siegel, Inc. is a corporation formed on June 15, 1971, with a presence in 42 states and registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patricia Rugari’s Registration & Firm History

NY

11/17/2008 - Present

Hazard & Siegel, Inc. (UTICA NY)

NY

11/16/2004 - 10/11/2007

BANC OF AMERICA INVESTMENT SERVICES, INC. (UTICA NY)

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Licenses & Designations

IA

Issued 01/17/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/18/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patricia Marie Rugari.
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