Unclaimed
Patricia Rugari is a registered representative with Hazard & Siegel, Inc. in Utica, NY. Patricia is a licensed securities professional with over 20 years of experience in the financial industry. She has held licenses in multiple states and has been active in the financial services industry since 2004. Her experience includes working with clients on their investment needs and providing them with tailored financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/17/2008 - Present
Hazard & Siegel, Inc. (UTICA NY)
NY
11/16/2004 - 10/11/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (UTICA NY)
IA
Issued 01/17/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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