Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Marie Landau is a registered representative with The Leaders Group, Inc. based in LITTLETON, CO. Patricia has been in the securities industry since January 27, 2011 and has been registered with The Leaders Group, Inc. since August 17, 2020. Previously, Patricia was employed by UBS FINANCIAL SERVICES INC. and MORGAN STANLEY. Patricia has passed the Series 63, Series 24, Series 99TO, SIE, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
08/17/2020 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NJ
05/29/2013 - 02/12/2020
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/26/2010 - 05/31/2013
MORGAN STANLEY (PURCHASE NY)
BC
Issued 03/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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