Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Marie Goepfert is a financial advisor currently registered with LPL Financial LLC in Racine, Wisconsin. Patricia has been in the financial industry since December 6, 2002. In addition to her role at LPL Financial LLC, Patricia is also associated with Johnson Financial Group Financial Advisors and Johnson Financial Group-Trust Department.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
06/18/2020 - Present
LPL Financial LLC (RACINE WI)
WI
06/09/2014 - 02/14/2018
INVEST FINANCIAL CORPORATION (RACINE WI)
IL
08/23/2013 - 12/23/2013
LPL FINANCIAL LLC (GURNEE IL)
WI
07/10/2012 - 06/03/2013
SII INVESTMENTS, INC. (BROOKFIELD WI)
WI
04/23/2009 - 07/13/2012
TOWER SQUARE SECURITIES, INC. (BROOKFIELD WI)
WI
03/01/2006 - 11/21/2008
AXA ADVISORS, LLC (MILWAUKEE WI)
MN
01/02/2003 - 08/30/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NA
06/03/1988 - 01/30/1990
AAL DISTRIBUTORS INC.
BOTH
Issued 08/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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