Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Maria Bauman is a registered representative with Nylife Securities LLC. Patricia is licensed in 13 states and holds the Series 63, Series 6TO and SIE licenses. Patricia has been in the industry since April 29, 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NV
04/30/2019 - Present
Nylife Securities LLC (LAS VEGAS NV)
BC
Issued 05/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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