Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Hannibal is a financial professional with over 25 years of experience in the securities industry. Patricia has held various roles in the financial services sector, including working for A. G. Edwards & Sons, Inc., Wells Fargo Brokerage Services, L.L.C., U.S. Bancorp Investments, Inc., and Wells Fargo Institutional Securities, LLC. Patricia currently holds the Series 7, 24, 52, 53, 66, 79, 99 and SIE licenses, and is a registered principal with Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
04/07/2014 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
05/06/2014 - 03/02/2015
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (CHARLOTTE NC)
MO
06/18/2010 - 03/18/2014
U.S. BANCORP INVESTMENTS, INC. (SAINT LOUIS MO)
NC
08/07/2009 - 06/18/2010
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (CHARLOTTE NC)
MO
11/26/2007 - 06/18/2010
WELLS FARGO SECURITIES, LLC (ST LOUIS MO)
MN
08/07/2009 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MO
10/23/2002 - 11/26/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
01/18/1989 - 04/24/1995
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 02/21/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/05/2011
Series 24 - General Securities Principal Examination
BC
Issued 03/12/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/09/1989
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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