Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Simms is a financial advisor with over 20 years of experience in the financial services industry. Patricia Simms is currently registered with LPL Financial LLC and is licensed in Georgia, Florida, Maryland, and Virginia. Patricia Simms has previously worked with Raymond James Financial Services, Inc., NYLIFE Securities Inc., and First Allied Securities, Inc.. Patricia Simms's areas of expertise include financial planning, portfolio management, and investment advisory services. Patricia Simms is committed to providing personalized financial advice and helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
01/23/2025 - Present
LPL Financial LLC (BRUNSWICK GA)
GA
06/28/2013 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (BRUNSWICK GA)
GA
02/25/2009 - 07/12/2013
LPL FINANCIAL LLC (BRUNSWICK GA)
GA
07/04/2005 - 02/19/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. SIMONS ISLAND GA)
NA
11/18/1996 - 10/21/1997
NYLIFE SECURITIES INC.
NY
12/14/1995 - 10/21/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 07/11/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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