Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia McGuffin is a registered representative with ADP Broker-Dealer, Inc. Patricia has been in the securities industry since 2003. Patricia is licensed in 52 states and holds Series 7, Series 63 and SIE registrations. Previously Patricia was affiliated with INVIVA SECURITIES CORPORATION and J.J.B. HILLIARD, W.L. LYONS, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
04/12/2004 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
OH
12/12/2003 - 04/02/2004
INVIVA SECURITIES CORPORATION (COLUMBUS OH)
KY
01/17/2003 - 04/15/2003
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
BC
Issued 03/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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