Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia McCarthy has been working in the financial services industry since November 2, 1999. Patricia is currently a registered representative with LPL Financial LLC, a firm with over $50 billion in assets under management. LPL Financial LLC has been serving clients since 1989 and offers a full range of financial products and services, including financial planning, investment management, and retirement planning. Prior to joining LPL Financial LLC, Patricia was employed with SCUDDER INVESTOR SERVICES, INC. Patricia is licensed to provide financial advice in South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
12/12/2000 - Present
LPL Financial LLC (FORT MILL SC)
NY
06/02/1994 - 07/11/1995
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
IA
Issued 04/30/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/11/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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