Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Lynn Capsey is a financial advisor with over 20 years of experience in the financial services industry. Patricia is a registered representative with Raymond James Financial Services Advisors, Inc. and provides financial advice to individuals, families, and businesses. Patricia has a wide range of experience in the financial services industry, including investment management, financial planning, and retirement planning. Patricia is committed to providing her clients with personalized financial advice that meets their unique needs. Patricia has also worked with Wells Fargo Clearing Services, LLC, Investment Centers of America, Inc., ADP Broker-Dealer, Inc., and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
10/29/2021 - Present
Raymond James Financial Services Advisors, Inc. (St Petersburg FL)
FL
04/02/2014 - 10/29/2021
WELLS FARGO CLEARING SERVICES, LLC (ST. PETERSBURG FL)
FL
09/15/2010 - 03/19/2014
INVESTMENT CENTERS OF AMERICA, INC. (TAMPA FL)
NJ
02/18/2009 - 07/29/2010
ADP BROKER-DEALER, INC. (ROSELAND NJ)
FL
05/17/2007 - 12/31/2008
ROGAN & ASSOCIATES, INC. (SAFETY HARBOR FL)
FL
08/17/1999 - 03/22/2007
MORGAN STANLEY DW INC. (CLEARWATER FL)
BOTH
Issued 02/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/12/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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