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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Lynn Brady is an investment advisor representative with Assetmark, Inc. based in Concord, CA. Patricia has been in the industry since 1998. She holds the Series 7, Series 63, Series 65, and Series 24 licenses. She is a registered investment advisor with the state of New York. Patricia has experience working with Hightower Securities, LLC, Dynasty Securities, LLC, Purshe Kaplan Sterling Investments, Ascensus Broker Dealer Services, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, Prudential Investment Management Services LLC, American Skandia Marketing, Inc., The Dreyfus Service Corporation, and Neuberger & Berman Management Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/24/2022 - Present
Assetmark, Inc. (CONCORD CA)
IL
12/01/2020 - 04/16/2021
HIGHTOWER SECURITIES, LLC (CHICAGO IL)
FL
06/21/2018 - 01/11/2019
DYNASTY SECURITIES, LLC (SAINT PETERSBURG FL)
CT
03/01/2016 - 04/30/2018
PURSHE KAPLAN STERLING INVESTMENTS (Shelton CT)
MA
04/25/2007 - 01/04/2016
ASCENSUS BROKER DEALER SERVICES, INC. (NEWTON MA)
CT
06/15/2004 - 04/16/2007
METLIFE SECURITIES INC. (SHELTON CT)
CT
06/15/2004 - 04/16/2007
METROPOLITAN LIFE INSURANCE COMPANY (SHELTON CT)
NJ
01/29/2004 - 05/12/2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CT
03/15/2001 - 02/11/2004
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
NY
03/28/1997 - 07/23/1999
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
12/01/1993 - 03/10/1997
NEUBERGER & BERMAN MANAGEMENT INCORPORATED (NEW YORK NY)
IA
Issued 09/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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