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Patricia Lydon Soule

AON Securities LLC

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About Patricia Lydon Soule

Patricia Lydon Soule is a financial advisor with AON Securities LLC in Bloomington, MN. Patricia has been in the financial services industry since 2003. Patricia is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 24 and 26 licenses. Previous employers include Metlife Investors Distribution Company, Metlife Securities, Inc, New England Securities, Tower Square Securities, Inc, Walnut Street Securities, Inc and Metropolitan Life Insurance Company.

Firm Information

Patricia Soule is currently registered with AON Securities LLC. AON Securities LLC is a Limited Liability Company registered with the SEC and in 52 states. The firm, which was formed in 2018, provides fairness opinions, and has 11 registered representatives. Their main office is located in Chicago, Illinois.
AON Securities LLC

200 EAST RANDOLPH STREET

CHICAGO, IL 60601

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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fairness opinions

Fairness opinions

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Patricia Soule’s Registration & Firm History

MN

08/14/2019 - Present

AON Securities LLC (Bloomington MN)

NY

06/30/2016 - 08/31/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

MA

09/22/2005 - 06/30/2016

METLIFE SECURITIES, INC (BOSTON MA)

MA

09/22/2005 - 01/02/2015

NEW ENGLAND SECURITIES (BOSTON MA)

MA

09/22/2005 - 09/06/2013

TOWER SQUARE SECURITIES, INC. (BOSTON MA)

MA

09/22/2005 - 09/06/2013

WALNUT STREET SECURITIES, INC. (BOSTON MA)

NY

09/22/2005 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

04/14/1999 - 11/12/2003

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/21/2006

Series 24 - General Securities Principal Examination

BC

Issued 02/08/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 08/31/2017

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2006

Series 7 - General Securities Representative Examination

BC

Issued 10/27/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Patricia Lydon Soule. Review regulatory record here.
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