Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Richard is a financial advisor with The Leaders Group, Inc. Patricia has been in the financial services industry since 2003. Patricia has a Series 6 and Series 63 license, as well as a Series 26 license. Patricia is registered in 9 states, including Arizona, California, Connecticut, Florida, Nebraska, New Jersey, New York, North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
05/12/2020 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
01/12/2012 - 12/05/2012
NFP SECURITIES, INC. (MELVILLE NY)
NY
09/04/2009 - 12/01/2011
TRANSAMERICA FINANCIAL ADVISORS, INC (MELVILLE NY)
NY
09/14/2004 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (MELVILLE NY)
CA
01/26/1998 - 12/05/2003
INTERLINK SECURITIES CORP. (WOODLAND HILLS CA)
MA
10/24/1994 - 01/22/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
10/24/1994 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 03/27/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/14/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/21/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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