Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia McCauley is a securities professional with over 28 years of experience in the financial services industry. Patricia is currently registered with First Manhattan Securities LLC and holds Series 7, 7TO, SIE, and Series 63 licenses. Patricia previously worked at Brinson Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/04/2022 - Present
First Manhattan Securities LLC (NEW YORK NY)
NY
07/21/1994 - 02/14/2002
BRINSON ADVISORS, INC. (NEW YORK NY)
BC
Issued 11/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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