Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Lopez is a financial professional with over 15 years of experience in the industry. She is currently registered as an investment advisor representative with U.S. Bancorp Investments, Inc. Her previous experience includes positions at Fifth Third Securities, Inc., Lincoln Investment, MML Investors Services, LLC, Sagepoint Financial, Inc., and LPL Financial LLC. Patricia holds the Series 63, 66, and 7 securities licenses, as well as the SIE exam. She specializes in providing financial planning, portfolio management, and other advisory services for individuals, businesses, and high-net-worth clients. Patricia is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
IL
03/07/2024 - Present
U.s. Bancorp Investments, Inc. (Chicago IL)
IL
02/03/2021 - 03/08/2024
FIFTH THIRD SECURITIES, INC. (ROSEMONT IL)
IL
04/18/2018 - 12/01/2020
LINCOLN INVESTMENT (LOMBARD IL)
IL
06/06/2016 - 08/19/2016
MML INVESTORS SERVICES, LLC (CHICAGO IL)
IL
11/21/2015 - 01/27/2016
SAGEPOINT FINANCIAL, INC. (DOWNERS GROVE IL)
IL
11/12/2008 - 12/16/2014
LPL FINANCIAL LLC (PLAINFIELD IL)
IL
10/06/2008 - 10/24/2008
MML INVESTORS SERVICES, INC. (CHICAGO IL)
IL
03/22/2007 - 12/07/2007
FIFTH THIRD SECURITIES, INC. (CHICAGO IL)
IL
03/10/2005 - 03/29/2007
AXA ADVISORS, LLC (OAK BROOK IL)
BOTH
Issued 05/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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