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Patricia Leonor Thompson

Pruco Securities, LLC

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About Patricia Leonor Thompson

Patricia Leonor Thompson is a financial professional with over 3 years of experience in the industry. Patricia is currently registered with Pruco Securities, LLC in Basking Ridge, NJ and previously worked at EQUITABLE ADVISORS, LLC in Morristown, NJ. Patricia holds the Series 63, Series 6TO, and SIE licenses. Patricia specializes in a variety of financial services including insurance and annuities, mutual funds, variable annuities, and fixed annuities.

Firm Information

Patricia Thompson is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Patricia Thompson’s Registration & Firm History

NJ

01/10/2023 - Present

Pruco Securities, LLC (Basking Ridge NJ)

NJ

12/07/2020 - 01/20/2023

EQUITABLE ADVISORS, LLC (MORRISTOWN NJ)

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Licenses & Designations

BC

Issued 10/14/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/05/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/13/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Patricia Leonor Thompson. Review regulatory record here.
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