Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Lee Romig is a financial professional with over 20 years of experience in the financial services industry. Patricia has held various roles at several firms including MSI Financial Services, Inc., MetLife Investors Distribution Company, New England Securities, Tower Square Securities, Inc. and Walnut Street Securities, Inc.. Currently, Patricia is registered with MML Investors Services, LLC where Patricia provides a range of financial services including portfolio management for businesses and individuals, as well as educational seminars. Patricia is also a registered representative and principal in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
03/25/2017 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
PA
04/02/2007 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ALLENTOWN PA)
NY
01/23/2012 - 07/08/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NY
02/03/2011 - 01/02/2015
NEW ENGLAND SECURITIES (NEW YORK NY)
CA
01/23/2012 - 09/05/2013
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CA
01/23/2012 - 09/05/2013
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
PA
04/02/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ALLENTOWN PA)
PA
02/01/2002 - 03/29/2007
CAPITAL ANALYSTS, INCORPORATED (RADNOR PA)
PA
04/04/2000 - 07/09/2001
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
BC
Issued 05/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/21/2002
Series 4 - Registered Options Principal Examination
BC
Issued 08/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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