Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Lane O'Shea is a financial professional with over 20 years of experience in the financial services industry. Patricia is currently registered with Prudential Annuities Distributors, Inc. and has previously held registrations with several firms including AXA Advisors, LLC, AXA Distributors, LLC, Allstate Financial Services, LLC, and Hornor, Townsend & Kent, Inc. Patricia holds several professional licenses, including Series 6, 7, 10, 24, 26, 27, 53, 63, and 9 and SIE. Patricia is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
12/18/2020 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NY
03/27/2008 - 05/27/2010
AXA ADVISORS, LLC (NEW YORK NY)
NC
01/03/2005 - 05/27/2010
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NE
04/03/2002 - 12/31/2004
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
PA
12/18/1997 - 02/28/2002
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
BC
Issued 11/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2020
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/30/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/30/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/08/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/02/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/14/1999
Series 24 - General Securities Principal Examination
BC
Issued 12/29/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/19/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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