Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Kennedy Slone is a financial advisor currently associated with Morgan Stanley. Patricia has been working in the financial services industry since 1999. Patricia has a Series 7, Series 31 and SIE licenses. Patricia Kennedy Slone has over 20 years of experience in financial services. She is registered to offer securities and advisory services in 43 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
03/19/2012 - Present
Morgan Stanley (Winston-Salem NC)
NC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WINSTON-SALEM NC)
NC
01/30/2006 - 04/02/2007
MORGAN STANLEY DW INC. (WINSTON-SALEM NC)
NE
06/28/2004 - 02/04/2006
SECURITIES AMERICA, INC. (LAVISTA NE)
MA
08/16/2002 - 12/19/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
CA
09/29/2000 - 11/30/2001
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CO
07/13/1999 - 10/26/2000
D.E. FREY & COMPANY, INC. (DENVER CO)
NY
10/28/1997 - 07/16/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 05/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Patricia Slone is the right advisor for you? Invested Better is here to help.
