Unclaimed
Patricia Kathleen Travers is a financial advisor with Vanguard Marketing Corp., located in Scottsdale, AZ. Patricia has been in the financial services industry since November 5, 2012. Patricia holds Series 6, 7, and 63 licenses, as well as the SIE exam. Patricia is registered with the state of Arizona and has been with Vanguard Marketing Corp. since November 6, 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
11/06/2012 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 11/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/05/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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