Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Moon is an active investment advisor representative and registered with J.p. Morgan Securities LLC. Patricia has been in the industry since 1997. Patricia is registered in 53 states and the District of Columbia. Patricia has passed the Series 3, 7, 10, 52TO, 53, 63, and 65 exams. Patricia previously worked at Chase Investment Services Corp, J.P. Morgan Securities LLC, Citigroup Global Markets Inc, Wachovia Securities, LLC, Prudential Securities Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
06/11/2014 - Present
J.p. Morgan Securities LLC (Manhattan Beach CA)
CA
09/20/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LONG BEACH CA)
CA
07/22/2009 - 09/20/2012
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
11/21/2007 - 06/04/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
07/01/2003 - 04/16/2007
WACHOVIA SECURITIES, LLC (ROLLING HILLS ESTATES CA)
NY
09/27/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/02/1997 - 09/21/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
01/15/1997 - 06/13/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 01/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/28/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/24/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2002
Series 3 - National Commodity Futures Examination
BC
Issued 01/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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