Unclaimed
Patricia Carnovale is an investment advisor representative with Ameriprise Financial Services, LLC based in Tucson, Arizona. Patricia has been in the industry since 1986. Patricia is registered with FINRA and is also registered in 34 states, including Texas and Washington where Patricia is registered as an investment advisor. Patricia has held previous positions with IDS LIFE INSURANCE COMPANY and PRUDENTIAL SECURITIES INCORPORATED. Patricia offers financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
09/08/2006 - Present
Ameriprise Financial Services, LLC (Tucson AZ)
MN
01/30/1996 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
11/17/1988 - 02/01/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/01/1988 - 10/27/1988
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NY
05/14/1988 - 06/06/1988
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
03/16/1987 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
08/07/1986 - 01/09/1987
IDS MARKETING CORPORATION
NA
05/23/1984 - 08/05/1986
IDM SECURITIES CORPORATION
BOTH
Issued 09/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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