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Patricia Jean Sullivan

Pruco Securities, LLC

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About Patricia Jean Sullivan

Patricia Jean Sullivan is a registered representative with Pruco Securities, LLC and has been in the financial services industry since 1995. Patricia holds Series 6, 7, and 24 licenses and is a registered representative in the state of Florida. Patricia's previous employment includes MML Investors Services, LLC, MSI Financial Services, Inc., Metropolitan Life Insurance Company, and Pruco Securities Corporation.

Firm Information

Patricia Sullivan is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Patricia Sullivan’s Registration & Firm History

FL

03/24/2020 - Present

Pruco Securities, LLC (West Palm Beach FL)

FL

10/02/2017 - 01/30/2020

MML INVESTORS SERVICES, LLC (WEST PALM BEACH FL)

FL

06/07/2001 - 01/12/2017

MSI FINANCIAL SERVICES, INC. (WEST PALM BEACH FL)

FL

06/07/2001 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (WEST PALM BEACH FL)

NJ

11/01/1994 - 05/03/2001

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 06/28/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/1998

Series 7 - General Securities Representative Examination

BC

Issued 10/31/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patricia Jean Sullivan.
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