Unclaimed
Patricia Romanowski is a financial professional with experience in the securities industry. She has been active in the industry since April 1, 2021. Patricia is currently registered with ADP Broker-Dealer, Inc., a firm with a focus on offering brokerage services and financial products. Patricia holds Series 63, Series 6TO, and SIE licenses, demonstrating her commitment to providing comprehensive financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
04/02/2021 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 04/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/08/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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