Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Jacqueline Alba is a registered representative with Morgan Stanley. Patricia has been in the financial services industry since June 2005. Patricia has a Series 7, Series 66, and SIE license. Patricia has been registered with Morgan Stanley since January 2016. Before working at Morgan Stanley, Patricia worked at HSBC Securities (USA) Inc. from February 2001 to February 2016. Patricia is currently registered with the states of California, Connecticut, Delaware, Florida, Georgia, Nevada, New Jersey, New York, Puerto Rico, Texas, Virgin Islands, Washington, and Wyoming. Patricia is also a vice president at Best Import & Export Inc., an import and export company for kitchen and cooking instruments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/14/2022 - Present
Morgan Stanley (Miami FL)
FL
06/29/2005 - 02/02/2016
HSBC SECURITIES (USA) INC. (MIAMI FL)
BOTH
Issued 09/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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