Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Regan has been in the financial services industry since November 1991. Patricia is currently registered with LPL Financial LLC and is located in Plymouth, Massachusetts. Patricia has also been associated with other firms, including Prudential Annuities Distributors, Inc., Capital Brokerage Corporation, Symetra Investment Services, Inc., MetLife Investors Distribution Company, IFMG Securities, Inc., Sun Life of Canada (U.S.) Distributors, Inc., American Skandia Marketing, Inc., Pruco Securities Corporation, and The Prudential Insurance Company of America. Patricia holds the following licenses and certifications: Series 6, Series 7, Series 63, Series 65, and the SIE. Patricia has been recognized by her peers and clients for her expertise in financial planning and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/02/2021 - Present
LPL Financial LLC (RAYNHAM MA)
CT
02/26/2009 - 02/05/2020
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
VA
04/22/2008 - 03/05/2009
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
WA
02/22/2006 - 04/01/2008
SYMETRA INVESTMENT SERVICES, INC. (BELLEVUE WA)
NY
12/11/2004 - 10/18/2005
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
03/18/2004 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
NY
12/16/2002 - 03/11/2004
IFMG SECURITIES, INC. (PURCHASE NY)
MA
01/31/2002 - 12/31/2002
SUN LIFE OF CANADA (U.S.) DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
CT
11/09/1994 - 11/26/2001
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
NJ
11/01/1989 - 09/22/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/01/1989 - 09/22/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 02/16/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/30/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Patricia Regan is the right advisor for you? Invested Better is here to help.
