Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Hernandez is a financial professional with over 20 years of experience in the industry. Patricia is currently registered with Empower Financial Services, Inc., a firm that is not currently registered as an Investment Advisor. Patricia has held previous roles with LPL FINANCIAL LLC, AIG CAPITAL SERVICES, INC., CROWELL, WEEDON & CO., SECURITIES AMERICA, INC., LPL FINANCIAL CORPORATION, PRINCOR FINANCIAL SERVICES CORPORATION, JOHN HANCOCK DISTRIBUTORS LLC, METLIFE INVESTORS DISTRIBUTION COMPANY, AXA DISTRIBUTORS, LLC, and PRUCO SECURITIES CORPORATION. Patricia is licensed to sell securities in 52 states and holds a Series 6, 7, 63, and 66 license as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
11/25/2019 - Present
Empower Financial Services, Inc. (ANDOVER MA)
CA
08/30/2018 - 12/04/2018
LPL FINANCIAL LLC (GLENDALE CA)
CA
06/14/2013 - 08/21/2018
AIG CAPITAL SERVICES, INC. (WOODLAND HILLS CA)
CA
03/17/2011 - 05/17/2013
CROWELL, WEEDON & CO. (LOS ANGELES CA)
CA
10/20/2010 - 02/03/2011
SECURITIES AMERICA, INC. (SANTA MARIA CA)
CA
07/01/2009 - 10/18/2010
LPL FINANCIAL CORPORATION (SANTA BARBARA CA)
CA
02/03/2009 - 07/06/2009
PRINCOR FINANCIAL SERVICES CORPORATION (SANTA MARIA CA)
CA
06/14/2005 - 08/29/2008
JOHN HANCOCK DISTRIBUTORS LLC (SANTA BARBARA CA)
NY
12/11/2004 - 05/09/2005
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
03/07/2003 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
NC
06/17/1999 - 02/07/2003
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NJ
12/22/1997 - 06/14/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 05/11/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/18/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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