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Patricia Hartie

Morgan Stanley

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About Patricia Hartie

Patricia Hartie is a financial advisor with over 30 years of experience in the industry. Patricia currently works at Morgan Stanley, where she is responsible for providing financial advice and investment management services to a wide range of clients. Patricia has previously worked at several other financial institutions, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Dain Rauscher Inc., and Morgan Stanley & Co. Incorporated. Patricia is licensed to provide financial advice in New Jersey and New York.

Firm Information

Patricia Hartie is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Patricia Hartie’s Registration & Firm History

NY

06/01/2009 - Present

Morgan Stanley (PURCHASE NY)

NY

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

05/31/2006 - 04/02/2007

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

03/09/2002 - 05/17/2006

RBC DAIN RAUSCHER INC. (NEW YORK NY)

MA

03/18/1999 - 03/09/2002

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NY

09/28/1995 - 03/10/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

05/04/1995 - 07/06/1995

TRIPP & CO., INC. (NEW YORK NY)

NY

05/18/1991 - 04/28/1994

DAIWA SECURITIES AMERICA INC. (NEW YORK NY)

NY

10/31/1990 - 02/26/1991

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NA

07/25/1987 - 03/03/1990

DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.

NA

06/18/1985 - 03/03/1990

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 11/12/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Patricia Hartie.
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