Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia H Chen is a financial professional with over 6 years of experience in the financial services industry. Patricia is currently registered with Nylife Securities LLC and holds Series 6, Series 63 and SIE licenses. She is registered in California, New York, North Carolina and South Carolina. Patricia Chen's current branch location is in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/02/2018 - Present
Nylife Securities LLC (CHARLOTTE NC)
BC
Issued 06/28/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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