Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Gugliotti is a financial advisor who has been in the industry since 1981. She holds the Series 6, 7, 24, 63 and 65 licenses and has been a Certified Financial Planner since 1999. She is currently registered with Grove Point Advisors, LLC and has previously worked with The Strategic Financial Alliance, Inc. and FSC Securities Corporation. She is a registered investment advisor in Connecticut, Florida, New York and South Carolina. Patricia Gugliotti's firm focuses on providing a variety of services including financial planning, portfolio management and educational seminars. She is also active in the community and volunteers her time to a number of charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
04/01/2021 - Present
Grove Point Advisors, LLC (ROCKVILLE MD)
CT
02/20/2007 - 06/09/2017
THE STRATEGIC FINANCIAL ALLIANCE, INC. (WATERBURY CT)
CT
07/23/1996 - 02/23/2007
FSC SECURITIES CORPORATION (WATERBURY CT)
NY
11/12/1987 - 07/22/1996
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NA
07/16/1985 - 10/14/1987
WADDELL & REED, INC.
NA
06/04/1981 - 11/15/1983
JOHN HANCOCK DISTRIBUTORS, INC.
NA
06/04/1981 - 11/15/1983
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
IA
Issued 12/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
BC
Issued 06/02/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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