Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia French is a financial advisor with over 30 years of experience in the industry. Patricia is registered with UBS Financial Services Inc. and holds Series 3, 7, 9, 10, 24, 63, and 65 licenses. Patricia has worked with a variety of clients, including high-net-worth individuals, corporations, and institutions. Patricia is committed to providing her clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
SC
04/04/2016 - Present
UBS Financial Services Inc. (Mt. Pleasant SC)
SC
01/02/2013 - 09/24/2015
BB&T SECURITIES, LLC (MYRTLE BEACH SC)
SC
08/15/2001 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (MT. PLEASANT SC)
TX
09/28/1998 - 09/13/2001
PRESIDENTIAL BROKERAGE, INC. (AUSTIN TX)
CA
08/15/1997 - 10/09/1998
WALDRON & CO., INC. (IRVINE CA)
NY
06/14/1994 - 08/20/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CO
10/03/1989 - 07/08/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
NA
03/29/1989 - 10/07/1989
B C FINANCIAL CORPORATION
NA
01/19/1989 - 02/27/1989
POWER SECURITIES CORPORATION
IA
Issued 11/15/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/22/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/27/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2004
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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