Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Paz is a financial advisor with over 30 years of experience in the industry. Patricia is registered to provide investment advice in both Broker-Dealer and Investment Advisor capacities. Patricia has a proven track record of success in helping individuals and families reach their financial goals. Patricia's expertise is in developing and implementing customized financial plans that address her clients' specific needs. Patricia is currently affiliated with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC, both of which offer a wide range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
12/12/2022 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
01/18/2011 - 07/15/2015
PURSHE KAPLAN STERLING INVESTMENTS (CLAYTON MO)
MO
01/01/2008 - 02/08/2010
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
05/13/1993 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
12/21/1992 - 01/21/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
09/24/1991 - 12/15/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 07/25/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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