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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Frances Marotta is a financial advisor currently associated with Stifel, Nicolaus & Company, Inc. in MORRISTOWN, NJ. Patricia has been in the industry since 1982. Prior to Stifel, Nicolaus & Company, Inc., Patricia was associated with Ryan Beck & Co. and Gruntal & Co., L.L.C. Patricia has a total of 5 approved SRO Registrations, 1 approved FINRA Registration, 2 approved State Registrations, 0 approved IA State Registrations. Patricia has a total of 2 product exams and 1 principal exam. Patricia specializes in portfolio management for businesses, portfolio management for individuals, portfolio management for pooled investment vehicles, and more.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/19/2007 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
NJ
04/29/2002 - 08/27/2007
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
05/04/1992 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
CT
09/21/1990 - 04/21/1992
ADVEST, INC. (HARTFORD CT)
NY
03/01/1990 - 07/11/1990
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
WI
02/04/1986 - 01/20/1990
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
10/01/1982 - 12/23/1985
FAHNESTOCK & CO. INC.
NA
01/02/1982 - 09/07/1982
COLIN, HOCHSTIN CO.
BC
Issued 09/25/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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