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Patricia Ellen Saunders

Fidelity Brokerage Services LLC

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About Patricia Ellen Saunders

Patricia Saunders is a financial advisor with over 20 years of experience in the financial services industry. Patricia joined Fidelity Brokerage Services LLC in 2007, and prior to that, worked for Bull & Bear Brokerage Services, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Patricia has a wide range of experience in the industry and is committed to providing personalized financial advice to help her clients reach their financial goals.

Firm Information

Patricia Saunders is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patricia Saunders’s Registration & Firm History

FL

02/21/2007 - Present

Fidelity Brokerage Services LLC (JACKSONVILLE FL)

FL

01/15/2003 - 10/31/2005

BULL & BEAR BROKERAGE SERVICES, INC. (JACKSONVILLE FL)

MN

12/23/1998 - 12/05/2002

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

12/23/1998 - 12/05/2002

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 04/19/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/26/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/11/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Patricia Ellen Saunders.
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