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Patricia Ellen Gorman

Southstate|duncanwilliams Securities Corp.

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About Patricia Ellen Gorman

Patricia Gorman is a financial professional with over 25 years of experience in the securities industry. She has held various positions with several firms, including Southstate|duncanwilliams Securities Corp., NBC Securities, Inc., and Silverton Capital Corporation. Patricia's professional qualifications include the Series 7, Series 24 and Series 63 licenses. Patricia is currently registered in Alabama, Arkansas, Florida, Georgia, New Hampshire, New Jersey and Tennessee.

Firm Information

Patricia Gorman is currently registered with Southstate|duncanwilliams Securities Corp.. Southstate|duncanwilliams Securities Corp. is a corporation formed in March 1969. The firm is registered in 49 states and is approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patricia Gorman’s Registration & Firm History

GA

05/26/2022 - Present

Southstate|duncanwilliams Securities Corp. (ATLANTA GA)

GA

06/13/2011 - 11/09/2012

NBC SECURITIES, INC. (ATLANTA GA)

GA

04/29/2002 - 06/16/2009

SILVERTON CAPITAL CORPORATION (ATLANTA GA)

NY

05/26/1992 - 05/11/2000

FUJI SECURITIES INC. (NEW YORK NY)

NA

05/01/1992 - 05/26/1992

FUJI SECURITIES INC.

NY

02/28/1991 - 04/30/1992

SANWA - BGK SECURITIES CO., L.P. (NEW YORK NY)

NY

02/06/1991 - 04/30/1992

SANWA-BGK TREASURY SECURITIES CO. (NEW YORK NY)

NA

09/14/1989 - 07/03/1990

WESTPAC POLLOCK GOVERNMENT SECURITIES INC.

NY

02/11/1985 - 08/24/1989

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

NA

01/18/1985 - 02/11/1985

OPPENHEIMER & CO., INC.

NA

03/13/1984 - 12/31/1984

INTERSTATE SECURITIES CORPORATION

NA

09/21/1983 - 02/27/1984

A.G. BECKER PARIBAS INCORPORATED

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Licenses & Designations

BC

Issued 10/25/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/21/1994

Series 24 - General Securities Principal Examination

BC

Issued 09/17/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patricia Ellen Gorman.
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