Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Phipps is a financial advisor with Kovack Advisors, Inc. Patricia has been in the securities industry since June 21, 1989. Patricia is registered with the state of California, and is Series 65, Series 63 and Series 7 licensed. Kovack Advisors, Inc. is a registered investment advisor based in Fort Lauderdale, Florida. The firm provides a range of financial planning and investment management services. Kovack Advisors, Inc. manages a total of $4.29 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/08/2018 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
CA
09/08/2009 - 11/02/2018
MUTUAL SECURITIES, INC. (Pico Rivera CA)
CA
01/01/2008 - 09/22/2009
WELLS FARGO ADVISORS, LLC (ARROYO GRANDE CA)
CA
05/14/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ARROYO GRANDE CA)
CA
02/17/1999 - 05/11/2001
TRIQUEST FINANCIAL, INC. (GLENDALE CA)
CA
07/25/1994 - 12/08/1998
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
03/21/1989 - 07/07/1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
IA
Issued 11/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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