Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Haley is a financial advisor with over 20 years of experience in the industry. She is currently registered with Morgan Stanley in Indianapolis, Indiana. Haley has previously worked at Fifth Third Securities, Inc. and BANC ONE SECURITIES CORPORATION. Haley holds Series 7, 9, 10, 63, 65, and 66 licenses. She specializes in providing financial planning, asset allocation advice, portfolio management, and pension consulting services for individuals, businesses, and investment companies. Haley is also a registered investment advisor in Indiana and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IN
09/07/2022 - Present
Morgan Stanley (Indianapolis IN)
IN
07/30/2004 - 02/15/2019
FIFTH THIRD SECURITIES, INC. (INDIANAPOLIS IN)
IL
07/01/1999 - 06/24/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
01/13/1999 - 06/17/1999
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BOTH
Issued 10/18/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/09/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Patricia Haley is the right advisor for you? Invested Better is here to help.
