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Patricia Eileen Koetzner

Siebert Williams Shank & CO., LLC

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About Patricia Eileen Koetzner

Patricia Koetzner is a securities professional with over 28 years of experience in the financial services industry. Patricia is currently registered with Siebert Williams Shank & Co., LLC and has held prior positions with CASTLEOAK SECURITIES, LP, BARCLAYS CAPITAL INC., AEGIS CAPITAL CORP., NEUBERGER BERMAN, LLC, GRUNTAL & CO., L.L.C., DOMINICK & DOMINICK LLC, LYNCH, JONES & RYAN, INC., OPPENHEIMER & CO., INC. and ROYCE INVESTMENT GROUP, INC.. Patricia has a strong track record of success in the securities industry and is committed to providing her clients with the highest level of service.

Firm Information

Patricia Koetzner is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patricia Koetzner’s Registration & Firm History

NY

04/27/2015 - Present

Siebert Williams Shank & CO., LLC (NEW YORK NY)

NY

03/21/2011 - 04/21/2015

CASTLEOAK SECURITIES, LP (NEW YORK NY)

NY

02/02/2004 - 02/02/2011

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

01/02/2003 - 01/28/2004

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

03/20/2000 - 12/11/2002

NEUBERGER BERMAN, LLC (NEW YORK NY)

NY

01/07/1999 - 03/29/2000

GRUNTAL & CO., L.L.C. (NEW YORK NY)

CT

11/17/1995 - 01/01/1999

DOMINICK & DOMINICK LLC (OLD GREENWICH CT)

NY

08/19/1994 - 11/17/1995

LYNCH, JONES & RYAN, INC. (NEW YORK NY)

NY

02/23/1994 - 05/18/1994

OPPENHEIMER & CO., INC. (NEW YORK NY)

NY

11/01/1993 - 01/19/1994

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

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Licenses & Designations

BC

Issued 11/09/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/29/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2008

Series 3 - National Commodity Futures Examination

BC

Issued 09/29/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/29/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patricia Eileen Koetzner.
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