Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Soto is an Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. based in Edgewood, MD. Patricia has been in the financial services industry since 2001 and is registered with the states of Alabama, Arizona, California, Delaware, District of Columbia, Florida, Georgia, Maryland, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. Patricia is also a Registered Representative and Investment Advisor Representative in Maryland and Texas. Patricia has a Series 6, 63, and 65 license as well as the SIE exam. Cambridge Investment Research Advisors, Inc. offers portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. They also offer financial planning, pension consulting, educational seminars, market timing services, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MD
05/03/2021 - Present
Cambridge Investment Research Advisors, Inc. (Edgewood MD)
MD
07/26/2001 - 04/12/2021
FIRST COMMAND BROKERAGE SERVICES, INC. (ABERDEEN MD)
IA
Issued 11/28/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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