Unclaimed
Patricia Dempster is a financial professional with over 12 years of experience in the industry. Patricia is registered with Pruco Securities, LLC, and is licensed to provide investment advice in several states, including South Carolina, Texas, Arkansas, Rhode Island, and Washington. Patricia's expertise includes providing financial planning, investment management, and insurance services to individuals and businesses. She is committed to helping clients achieve their financial goals through personalized advice and strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
SC
07/26/2016 - Present
Pruco Securities, LLC (Columbia SC)
IA
Issued 01/20/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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