Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Dailey has over 20 years of experience in the financial services industry. Patricia is a registered representative and investment advisor representative with LPL Financial LLC, and has held previous positions at various firms, including Ameritas Investment Company, LLC, PFS Investments Inc., Horace Mann Investors, Inc., and J.P. Morgan Securities LLC. Patricia holds the Series 63, 65, 66, 7, 51, 52, and SIE licenses. Patricia is also a Certified Fitness Trainer and Sports Nutritionist. Patricia is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
09/28/2022 - Present
LPL Financial LLC (FORT MILL SC)
NE
04/05/2022 - 09/14/2022
AMERITAS INVESTMENT COMPANY, LLC (LINCOLN NE)
GA
09/23/2021 - 04/01/2022
PFS INVESTMENTS INC. (DULUTH GA)
GA
11/08/2019 - 08/16/2021
PFS INVESTMENTS INC. (DULUTH GA)
IL
08/20/2018 - 10/28/2019
HORACE MANN INVESTORS, INC. (SPRINGFIELD IL)
IL
11/06/2017 - 08/10/2018
REGULUS ADVISORS, LLC (Rockford IL)
IL
06/12/2017 - 11/29/2017
J.P. MORGAN SECURITIES LLC (ROCKFORD IL)
IL
02/02/2016 - 04/12/2016
BATES SECURITIES, INC. (ROCKFORD IL)
IL
08/20/2008 - 01/29/2016
SCOTTRADE, INC. (ROCKFORD IL)
IL
06/18/2007 - 07/31/2008
AMCORE INVESTMENT SERVICES, INC (FREEPORT IL)
IL
11/27/2006 - 05/14/2007
METLIFE SECURITIES INC. (CHICAGO IL)
NY
11/27/2006 - 05/14/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IL
07/31/2006 - 11/16/2006
COUNTRY CAPITAL MANAGEMENT COMPANY (FREEPORT IL)
IL
11/20/2003 - 05/04/2006
LINSCO/PRIVATE LEDGER CORP. (FREEPORT IL)
CA
04/10/2002 - 06/26/2003
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MO
01/15/1998 - 05/02/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 01/27/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2019
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/01/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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