Unclaimed
Patricia Clare Gardner is a financial advisor in Raleigh, North Carolina. She has been working in the financial industry since 1991 and is currently registered with State Farm VP Management Corp. Patricia has a broad range of experience, having worked with several firms prior to joining State Farm, including ProSPERA Financial Services, Integrity Investments, MBSC Securities Corporation, Mellon Financial Markets, Premier Mutual Fund Services, Funds Distributor, and Russell Fund Distributors. Patricia is licensed to sell securities in North Carolina, Georgia, Illinois, South Carolina, Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/22/2015 - Present
State Farm VP Management Corp. (Raleigh NC)
NC
10/23/2014 - 08/21/2015
PROSPERA FINANCIAL SERVICES, INC. (RALEIGH NC)
FL
10/05/2012 - 10/17/2014
INTEGRITY INVESTMENTS, INC. (VENICE FL)
NY
08/02/1995 - 11/19/2010
MBSC SECURITIES CORPORATION (NEW YORK NY)
NY
07/12/2007 - 10/04/2007
MELLON FINANCIAL MARKETS, LLC (NEW YORK NY)
MA
03/02/1995 - 08/01/1995
PREMIER MUTUAL FUND SERVICES, INC. (NEWTON MA)
ME
05/02/1994 - 02/15/1995
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
WA
10/20/1989 - 04/21/1994
RUSSELL FUND DISTRIBUTORS, INC. (SEATTLE WA)
BC
Issued 03/23/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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