Unclaimed
Patricia Chamberlain is a financial professional with over 17 years of experience in the industry. Patricia is currently registered with Robinhood Financial, LLC and Robinhood Securities, LLC. Patricia holds a Series 7, 66, 52TO, 99TO, 3, 34, and SIE licenses and has also passed the Series 4 and 24 principal exams. In previous roles, Patricia was registered with Private Client Services, LLC, SA Stone Wealth Management Inc, Stonex Financial Inc, and TD Ameritrade.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/10/2023 - Present
Robinhood Financial, LLC (Lake Mary FL)
AL
11/01/2021 - 03/30/2023
PRIVATE CLIENT SERVICES, LLC (Birmingham AL)
FL
10/05/2021 - 10/22/2021
SA STONE WEALTH MANAGEMENT INC. (WINTER PARK FL)
FL
01/26/2021 - 10/22/2021
STONEX FINANCIAL INC. (WINTER PARK FL)
NE
08/14/2007 - 01/26/2021
TD AMERITRADE, INC. (OMAHA NE)
NE
08/27/2009 - 07/02/2012
TD AMERITRADE CLEARING, INC. (BELLEVUE NE)
NE
02/12/2007 - 08/14/2007
TD AMERITRADE CLEARING, INC. (BELLEVUE NE)
NE
04/22/2006 - 02/12/2007
TD AMERITRADE, INC. (BELLEVUE NE)
NE
10/11/2005 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
BOTH
Issued 10/24/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/26/2007
Series 4 - Registered Options Principal Examination
BC
Issued 09/13/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2011
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 10/22/2010
Series 3 - National Commodity Futures Examination
BC
Issued 10/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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