Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Catherine Burns is a financial advisor with over 30 years of experience in the industry. Patricia is currently registered with UBS Financial Services Inc. Patricia's previous employers include CITIGROUP GLOBAL MARKETS INC., A. G. EDWARDS & SONS, INC., HAMPSHIRE SECURITIES CORPORATION, MORGAN STANLEY & CO., INCORPORATED, and MOSELEY SECURITIES CORPORATION. Patricia is licensed in Connecticut, Florida, Georgia, Massachusetts, New Jersey and New York. Patricia provides financial planning, portfolio management, and other advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
02/27/2009 - Present
UBS Financial Services Inc. (WESTPORT CT)
CT
12/22/1998 - 03/20/2009
CITIGROUP GLOBAL MARKETS INC. (WESTPORT CT)
MO
05/15/1997 - 09/08/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
10/13/1994 - 06/20/1995
HAMPSHIRE SECURITIES CORPORATION (NEW YORK NY)
NY
03/31/1988 - 06/11/1993
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
04/23/1986 - 03/11/1988
MOSELEY SECURITIES CORPORATION
BC
Issued 05/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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