Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Horner is a financial advisor who has been in the industry since 1989. Patricia is currently registered with Stifel, Nicolaus & Company, Inc. Patricia has held previous positions at City Securities Corporation, NatCity Investments, Inc., Key Investments Inc., Society Investments, Inc., and Unified Management Corporation. Patricia is registered in 35 states and holds the Series 7, Series 63, Series 65, and SIE licenses. Patricia offers a variety of financial services, including financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
07/26/2021 - Present
Stifel, Nicolaus & Company, Inc. (INDIANAPOLIS IN)
IN
04/22/2004 - 02/28/2017
CITY SECURITIES CORPORATION (ZIONSVILLE IN)
OH
07/08/1997 - 04/19/2004
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
03/03/1995 - 07/11/1997
KEY INVESTMENTS INC. (CLEVELAND OH)
NA
03/24/1994 - 03/03/1995
SOCIETY INVESTMENTS, INC.
IN
03/22/1988 - 12/10/1992
UNIFIED MANAGEMENT CORPORATION (INDIANAPOLIS IN)
IA
Issued 12/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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