Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Caroline Sward-malczewski is a financial professional with over 13 years of experience in the industry. Patricia is currently registered with Charles Schwab & CO., Inc. and has a Series 6, 7, 9, 10, 26, 63 and SIE licenses. Patricia has a strong background in investment company products/variable contracts, and holds a Series 26 license. Patricia also has a strong understanding of the general securities market, and holds a Series 7 and a Series 10 license. Prior to joining Charles Schwab & CO., Inc., Patricia was employed with OppenheimerFunds Distributor, Inc. in New York. Patricia is a highly skilled financial professional with a deep understanding of the financial markets. Patricia is committed to providing her clients with the highest level of service and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
09/23/2019 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
NY
02/15/2006 - 05/31/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 01/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/02/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/22/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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