Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Cain is an active advisor with Wells Fargo Advisors Financial Network, LLC. Patricia has been working in the financial industry since 1998. Patricia holds licenses in all 50 states and is registered with FINRA and the SEC. Patricia is also an Investment Advisor Representative. Patricia has specialized in working with individuals, high-net-worth individuals, corporations or other businesses, pension and profit sharing plans, charitable organizations, banking or thrift institutions, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/16/2023 - Present
Wells Fargo Advisors Financial Network, LLC (BOCA RATON FL)
FL
05/03/2007 - 10/02/2023
WELLS FARGO CLEARING SERVICES, LLC (BOCA RATON FL)
FL
10/06/1998 - 04/27/2007
A. G. EDWARDS & SONS, INC. (BOCA RATON FL)
BOTH
Issued 10/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/21/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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