Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Wetzel has been a registered representative for over 22 years. She is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Patricia has also held previous positions at BNY Mellon Securities Corporation, Wells Fargo Clearing Services, LLC, Northern Trust Securities, Inc., CIBC Oppenheimer Corp., and CIBC Wood Gundy Securities Corp. Patricia holds licenses for Series 6, 7, 63 and 66, and has experience in investment advisory, portfolio management and financial planning. Patricia's specializations include investment products, services and strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/15/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
03/21/2023 - 09/12/2023
BNY MELLON SECURITIES CORPORATION (CHICAGO IL)
IL
06/12/2019 - 04/12/2021
WELLS FARGO CLEARING SERVICES, LLC (CHICAGO IL)
IL
08/16/2018 - 09/12/2018
WELLS FARGO CLEARING SERVICES, LLC (CHICAGO IL)
IL
01/30/2001 - 09/27/2011
NORTHERN TRUST SECURITIES, INC. (LAKE FOREST IL)
NY
11/03/1997 - 03/09/1999
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
08/21/1996 - 11/03/1997
CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)
BOTH
Issued 11/22/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/15/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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