Unclaimed
Patricia McGrorry is a registered representative with Samuel A. Ramirez & Company, Inc. Patricia has been in the securities industry since July 10, 2005. Patricia holds the Series 7, 50, 52TO, and 63 licenses. Patricia is also registered in New York, Texas, and South Dakota. Patricia's prior experience includes roles at TD Securities (USA) LLC, UBS Securities LLC and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/06/2009 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
NY
11/19/2008 - 08/03/2009
TD SECURITIES (USA) LLC (NEW YORK NY)
CA
01/16/2006 - 06/16/2008
UBS SECURITIES LLC (SAN FRANCISCO CA)
NJ
02/03/2005 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 06/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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